What Factors Determine the Quality of an Active Pharmaceutical Ingredient?

2026-10-14


A quality auditor for a generic drug manufacturer visits two suppliers of the same Active Pharmaceutical Ingredients. Both suppliers provide a certificate of analysis showing a purity of 99.5 percent. Both suppliers are ISO 9001 certified. Both suppliers offer a competitive price. The auditor approves both suppliers. Six months later, one supplier's material is causing batch failures due to an unknown impurity peak at 0.15 percent. The other supplier's material has been problem-free. The difference is not the purity number on the certificate. It is the impurity profile, the analytical method used to generate the certificate, and the change control system that governs the process. This guide explains what quality auditors should look for beyond the certificate.

Piroxicam CAS 36322-90-4


1. Why Is the Impurity Profile More Important Than the Purity Number?

The purity number on a certificate of analysis is the area percentage of the main peak in an HPLC chromatogram. It tells you how much of the material is the desired molecule. It does not tell you what the remaining 0.5 percent is. The remaining 0.5 percent could be residual solvents, inorganic impurities, or organic impurities that are structurally related to the Active Pharmaceutical Ingredients. Some of these impurities are toxicologically significant even at low levels. The table below shows the categories of impurities and their typical limits.

Impurity category Typical limit Analytical method Regulatory concern
Organic impurities (process-related) < 0.15% each HPLC-UV Genotoxic if structural alert present
Organic impurities (degradation) < 0.20% each HPLC-UV or LC-MS Stability indicating
Residual solvents < 0.5% (Class 2) GC-FID or GC-MS ICH Q3C limits
Inorganic impurities < 0.1% (heavy metals) ICP-MS or AAS ICH Q3D limits
Elemental impurities As per ICH Q3D ICP-MS Class 1, 2A, 2B, 3

The auditor should request the full impurity profile, not just the summary purity. The profile should list each impurity with its retention time, its relative retention time, and its limit. The method should be validated for specificity, linearity, accuracy, and precision. In our factory, we provide a complete impurity profile with every batch of Active Pharmaceutical Ingredients. Henan Purui Pharmaceutical Co., Ltd. has been manufacturing APIs for over 15 years and has a dedicated analytical team that develops and validates the methods for each product.


2. How Does the Manufacturing Process Affect Impurity Formation?

The impurity profile is determined by the manufacturing process. The route of synthesis, the solvents, the catalysts, and the purification steps all affect which impurities are formed and at what levels. A supplier that uses a well-designed process with robust purification will produce a cleaner material. A supplier that uses a short-cut process may have higher levels of process-related impurities. The table below shows the effect of process design on impurity levels.

Process characteristic Effect on impurity profile Audit question
Number of synthetic steps More steps = more potential impurities What is the route of synthesis?
Purification steps (crystallization, distillation) More purification = lower impurities How many purification steps are used?
Solvent selection Class 1 solvents should be avoided What solvents are used in the final steps?
Catalyst removal Residual catalysts are toxic How is the catalyst removed?
Process control (temperature, pH, time) Tight control = consistent impurity profile What are the critical process parameters?

In our factory, we use a convergent synthesis route that minimizes the number of late-stage impurities. We also use a final crystallization step that removes the majority of process-related impurities. The impurity profile of our Active Pharmaceutical Ingredients is consistently below 0.10 percent for each individual impurity. Purui provides a process description in the drug master file (DMF) that supports our customers' regulatory filings.


3. What Stability Data Is Required to Support Quality Claims?

The quality of an Active Pharmaceutical Ingredients is not just a snapshot at the time of manufacture. It is the ability to maintain that quality over the shelf life. The supplier must provide stability data that supports the retest period or the expiry date. The stability data should include accelerated conditions (40°C / 75% RH for 6 months) and long-term conditions (25°C / 60% RH or 30°C / 65% RH for 12 to 36 months). The table below shows the stability data requirements for different climatic zones.

Climatic zone Long-term condition Accelerated condition Minimum data period
Zone I (temperate) 21°C / 45% RH 40°C / 75% RH 12 months
Zone II (subtropical) 25°C / 60% RH 40°C / 75% RH 12 months
Zone III (hot/dry) 30°C / 35% RH 40°C / 75% RH 12 months
Zone IVa (hot/humid) 30°C / 65% RH 40°C / 75% RH 12 months
Zone IVb (hot/very humid) 30°C / 75% RH 40°C / 75% RH 12 months

Audit finding example: In a recent audit, we found that a supplier's stability data was generated using a non-stability-indicating method. The method could not detect the degradation product that formed under accelerated conditions. The supplier's product passed the specification at the time of release but failed after 6 months of storage. We recommend that the auditor verify that the analytical method used for stability testing is stability-indicating. This means that the method can separate the active ingredient from its degradation products.


4. How Does Change Control Affect Long-Term Quality?

Change control is the system that governs changes to the manufacturing process, the analytical methods, and the raw material suppliers. A robust change control system ensures that any change is evaluated for its impact on quality and that the customer is notified before the change is implemented. A weak change control system allows changes to be made without notification, which can cause batch failures at the customer's site. The table below shows the elements of a robust change control system.

Element Requirement Audit evidence
Change request form Documented reason for change Completed forms for recent changes
Impact assessment Evaluation of effect on quality Risk assessment report
Customer notification Written notice before implementation Notification letters
Regulatory filing Update to DMF if required DMF amendment letters
Verification Testing to confirm no adverse effect Batch analysis data

In our factory, we have a formal change control procedure that requires customer approval before any change that affects the impurity profile, the physical properties, or the regulatory filing. We also maintain a change history log that is available to our customers during audits. Purui has never had a customer batch failure caused by an unannounced change. We believe that transparency in change control is the foundation of a long-term supply relationship.


Frequently Asked Questions About Active Pharmaceutical Ingredient Quality

Question 1: What is the difference between a drug master file and a certificate of analysis?
Answer: A certificate of analysis is a batch-specific document that reports the test results for a single batch of Active Pharmaceutical Ingredients. It is issued with each shipment. A drug master file (DMF) is a confidential document submitted to a regulatory agency that describes the manufacturing process, the facilities, the raw materials, and the controls used to produce the API. The DMF is not batch-specific. It provides the regulatory agency with the information needed to evaluate the API for use in a drug product. A certificate of analysis is not a substitute for a DMF. When sourcing an API, the customer should verify that the supplier has an active DMF that can be referenced in the customer's regulatory filing. In our factory, we maintain an active DMF for each of our Active Pharmaceutical Ingredients and provide a letter of authorization to our customers.
Question 2: How often should a supplier of active pharmaceutical ingredients be audited?
Answer: The audit frequency depends on the risk level of the API and the supplier's history. For a high-risk API (e.g., a sterile API or an API with a narrow therapeutic index), an on-site audit should be performed every 12 to 18 months. For a low-risk API (e.g., a stable, non-sterile API), an on-site audit every 2 to 3 years may be sufficient. In addition to on-site audits, the customer should perform a desktop review of the supplier's change control notifications and stability data on an annual basis. In our factory, we welcome customer audits and have hosted audits from more than 50 pharmaceutical companies. We also provide a self-assessment questionnaire to customers who are unable to visit our facility. The questionnaire covers all the elements of a typical on-site audit.
Question 3: What should a customer do if a batch of API fails the incoming inspection?
Answer: If a batch of Active Pharmaceutical Ingredients fails the incoming inspection, the customer should first verify that the failure is not due to an error in the customer's own testing. The customer should check the analytical method, the instrument calibration, and the sample preparation. If the failure is confirmed, the customer should notify the supplier immediately and request a joint investigation. The supplier should review the batch records, the raw material certificates, and the analytical data for the batch. If the failure is confirmed to be a supplier issue, the supplier should replace the batch at no cost and perform a root cause investigation to prevent recurrence. In our factory, we have a 48-hour response policy for customer complaints. We also offer a replacement batch from our safety stock if the customer's production is at risk. Henan Purui Pharmaceutical Co., Ltd. has maintained a customer complaint rate of less than 0.5 percent for the past five years.

Summary for Quality Auditors and Procurement Managers

The quality of an Active Pharmaceutical Ingredients is determined by the impurity profile, the manufacturing process, the stability data, and the change control system. The purity number on the certificate of analysis is only the starting point. Auditors should request the full impurity profile, verify that the analytical methods are validated, review the stability data for the relevant climatic zone, and evaluate the robustness of the change control system. By looking beyond the certificate, auditors can identify suppliers that provide consistent, high-quality APIs and avoid the hidden risks that cause batch failures. Henan Purui Pharmaceutical Co., Ltd. has been manufacturing Active Pharmaceutical Ingredients for over 15 years and provides full documentation and audit support for our customers.

Henan Purui Pharmaceutical Co., Ltd. manufactures Active Pharmaceutical Ingredients with complete impurity profiles, validated analytical methods, and stability data for all climatic zones. We maintain active drug master files and provide letters of authorization for our customers' regulatory filings.

Need a reliable supplier of active pharmaceutical ingredients? Contact Henan Purui Pharmaceutical Co., Ltd. for a free consultation. We will provide a full quality dossier and arrange a facility audit at your convenience.
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