2026-10-14
A quality auditor for a generic drug manufacturer visits two suppliers of the same Active Pharmaceutical Ingredients. Both suppliers provide a certificate of analysis showing a purity of 99.5 percent. Both suppliers are ISO 9001 certified. Both suppliers offer a competitive price. The auditor approves both suppliers. Six months later, one supplier's material is causing batch failures due to an unknown impurity peak at 0.15 percent. The other supplier's material has been problem-free. The difference is not the purity number on the certificate. It is the impurity profile, the analytical method used to generate the certificate, and the change control system that governs the process. This guide explains what quality auditors should look for beyond the certificate.
The purity number on a certificate of analysis is the area percentage of the main peak in an HPLC chromatogram. It tells you how much of the material is the desired molecule. It does not tell you what the remaining 0.5 percent is. The remaining 0.5 percent could be residual solvents, inorganic impurities, or organic impurities that are structurally related to the Active Pharmaceutical Ingredients. Some of these impurities are toxicologically significant even at low levels. The table below shows the categories of impurities and their typical limits.
| Impurity category | Typical limit | Analytical method | Regulatory concern |
| Organic impurities (process-related) | < 0.15% each | HPLC-UV | Genotoxic if structural alert present |
| Organic impurities (degradation) | < 0.20% each | HPLC-UV or LC-MS | Stability indicating |
| Residual solvents | < 0.5% (Class 2) | GC-FID or GC-MS | ICH Q3C limits |
| Inorganic impurities | < 0.1% (heavy metals) | ICP-MS or AAS | ICH Q3D limits |
| Elemental impurities | As per ICH Q3D | ICP-MS | Class 1, 2A, 2B, 3 |
The auditor should request the full impurity profile, not just the summary purity. The profile should list each impurity with its retention time, its relative retention time, and its limit. The method should be validated for specificity, linearity, accuracy, and precision. In our factory, we provide a complete impurity profile with every batch of Active Pharmaceutical Ingredients. Henan Purui Pharmaceutical Co., Ltd. has been manufacturing APIs for over 15 years and has a dedicated analytical team that develops and validates the methods for each product.
The impurity profile is determined by the manufacturing process. The route of synthesis, the solvents, the catalysts, and the purification steps all affect which impurities are formed and at what levels. A supplier that uses a well-designed process with robust purification will produce a cleaner material. A supplier that uses a short-cut process may have higher levels of process-related impurities. The table below shows the effect of process design on impurity levels.
| Process characteristic | Effect on impurity profile | Audit question |
| Number of synthetic steps | More steps = more potential impurities | What is the route of synthesis? |
| Purification steps (crystallization, distillation) | More purification = lower impurities | How many purification steps are used? |
| Solvent selection | Class 1 solvents should be avoided | What solvents are used in the final steps? |
| Catalyst removal | Residual catalysts are toxic | How is the catalyst removed? |
| Process control (temperature, pH, time) | Tight control = consistent impurity profile | What are the critical process parameters? |
In our factory, we use a convergent synthesis route that minimizes the number of late-stage impurities. We also use a final crystallization step that removes the majority of process-related impurities. The impurity profile of our Active Pharmaceutical Ingredients is consistently below 0.10 percent for each individual impurity. Purui provides a process description in the drug master file (DMF) that supports our customers' regulatory filings.
The quality of an Active Pharmaceutical Ingredients is not just a snapshot at the time of manufacture. It is the ability to maintain that quality over the shelf life. The supplier must provide stability data that supports the retest period or the expiry date. The stability data should include accelerated conditions (40°C / 75% RH for 6 months) and long-term conditions (25°C / 60% RH or 30°C / 65% RH for 12 to 36 months). The table below shows the stability data requirements for different climatic zones.
| Climatic zone | Long-term condition | Accelerated condition | Minimum data period |
| Zone I (temperate) | 21°C / 45% RH | 40°C / 75% RH | 12 months |
| Zone II (subtropical) | 25°C / 60% RH | 40°C / 75% RH | 12 months |
| Zone III (hot/dry) | 30°C / 35% RH | 40°C / 75% RH | 12 months |
| Zone IVa (hot/humid) | 30°C / 65% RH | 40°C / 75% RH | 12 months |
| Zone IVb (hot/very humid) | 30°C / 75% RH | 40°C / 75% RH | 12 months |
Audit finding example: In a recent audit, we found that a supplier's stability data was generated using a non-stability-indicating method. The method could not detect the degradation product that formed under accelerated conditions. The supplier's product passed the specification at the time of release but failed after 6 months of storage. We recommend that the auditor verify that the analytical method used for stability testing is stability-indicating. This means that the method can separate the active ingredient from its degradation products.
Change control is the system that governs changes to the manufacturing process, the analytical methods, and the raw material suppliers. A robust change control system ensures that any change is evaluated for its impact on quality and that the customer is notified before the change is implemented. A weak change control system allows changes to be made without notification, which can cause batch failures at the customer's site. The table below shows the elements of a robust change control system.
| Element | Requirement | Audit evidence |
| Change request form | Documented reason for change | Completed forms for recent changes |
| Impact assessment | Evaluation of effect on quality | Risk assessment report |
| Customer notification | Written notice before implementation | Notification letters |
| Regulatory filing | Update to DMF if required | DMF amendment letters |
| Verification | Testing to confirm no adverse effect | Batch analysis data |
In our factory, we have a formal change control procedure that requires customer approval before any change that affects the impurity profile, the physical properties, or the regulatory filing. We also maintain a change history log that is available to our customers during audits. Purui has never had a customer batch failure caused by an unannounced change. We believe that transparency in change control is the foundation of a long-term supply relationship.
The quality of an Active Pharmaceutical Ingredients is determined by the impurity profile, the manufacturing process, the stability data, and the change control system. The purity number on the certificate of analysis is only the starting point. Auditors should request the full impurity profile, verify that the analytical methods are validated, review the stability data for the relevant climatic zone, and evaluate the robustness of the change control system. By looking beyond the certificate, auditors can identify suppliers that provide consistent, high-quality APIs and avoid the hidden risks that cause batch failures. Henan Purui Pharmaceutical Co., Ltd. has been manufacturing Active Pharmaceutical Ingredients for over 15 years and provides full documentation and audit support for our customers.
Henan Purui Pharmaceutical Co., Ltd. manufactures Active Pharmaceutical Ingredients with complete impurity profiles, validated analytical methods, and stability data for all climatic zones. We maintain active drug master files and provide letters of authorization for our customers' regulatory filings.